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Linklaters is a leading global law firm, supporting and investing in the future of our clients wherever they do business. We combine legal expertise with a collaborative and innovative approach to help clients navigate constantly evolving markets and regulatory environments, pursuing opportunities and managing risk worldwide. Disclaimer: Podcasts are not legal advice and the views expressed in this podcast are not the views of Linklaters LLP.
Episodes
Monday Apr 17, 2023
Monday Apr 17, 2023
Episode 12: The FCA’s Consumer Duty
In this episode, we speak with Richard Green from AssetQ about the obligations firms have under the Consumer Duty to monitor, gather and exchange information with others in their distribution chains. We cover a brief outline of the key data and monitoring obligations under the Duty, high level guiding principles, examples of specific data points you might want to consider for each of the four outcomes, some thoughts on monitoring and assurance, and exchanging information with others in the chain.
This episode features counsel Sara Cody and senior associate Duncan Campbell, both from Linklaters' financial regulation team in London.
Click here to learn more about AssetQ’s offering.
And visit Linklaters’ Consumer Duty webpage for all our insights on the Consumer Duty.